Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 21 Dec 2023)
    • CF1 Director (AR) (since 30 Aug 2023)
    • CF30 Customer (since 30 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Dec 2021)
    • CF30 Customer (12 Aug 2017 to 6 Dec 2021)
    • (1)Employed By (since 30 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Jan 2017 to 12 Sep 2017)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (593)Employed By (9 Jan 2017 to 12 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.