St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Martin

    IRN AXM00587

    • Appointed representative dealing with clients for which they require qualification (14 Jun 2022 to 30 Jan 2026)
    • CF30 Customer (23 May 2022 to 30 Jan 2026)
  • Alexander Matthieu

    IRN AXM01379

    • CF30 Customer (24 Mar 2023 to 30 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Jan 2023 to 30 Nov 2023)
  • Alexander Michael Haydon Stone

    IRN AMS01200

    • CF22 Investment Adviser (Trainee) (29 Aug 2002 to 13 Nov 2002)
  • Alexander Michael Sorkin

    IRN AMS01128

    • CF2 Non Executive Director (12 Nov 2003 to 31 Dec 2011)
  • Alexander Michael Thompson

    IRN AMT00017

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
  • Alexander Paul Cave

    IRN APC00037

    • CF30 Customer (25 Aug 2011 to 14 Aug 2020)
    • CF1 Director (AR) (25 Aug 2011 to 2 Jun 2014)
  • Alexander Paul Stone

    IRN AXS12612

    • CF1 Director (AR) (since 1 May 2019)
  • Alexander Phillip Leaman

    IRN APL01086

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 26 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2024)
  • Alexander Ramsay Wilkie

    IRN ARW00027

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2026)
    • CF1 Director (AR) (16 May 2008 to 27 Mar 2026)
    • CF30 Customer (16 May 2008 to 27 Mar 2026)
  • Alexander Reut-Hobbs

    IRN AXR02369

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Aug 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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