Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 18 Feb 2026)
    • CF30 Customer (since 17 Feb 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (5 Jan 2024 to 27 Feb 2026)
    • CF30 Customer (4 Jan 2024 to 27 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Mar 2023 to 30 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Jan 2023 to 30 Nov 2023)
  • Edwards Wealth Ltd (no longer approved here)

    FRN 416398

    • (10)Employed By (24 Mar 2023 to 30 Nov 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (29 Nov 2022 to 6 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.