Alexander Phillip Leaman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 26 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2024)
  • Alexander Leaman

    FRN 1021148

    • (1)Employed By (since 26 Nov 2024)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Leaman

  2. controlled function added: (1)Employed By at Alexander Leaman