Alexander Paul Cave

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2020)
    • CF1 Director (AR) (since 25 Aug 2020)
    • CF30 Customer (since 25 Aug 2020)
    • [FCA CF] Client dealing (since 25 Aug 2020)
  • Cogent Financial Solutions Limited

    FRN 931121

    • Employed By (since 25 Aug 2020)
  • Throgmorton Associates Wealth Management Ltd (no longer approved here)

    FRN 503420

    • Employed By (21 May 2014 to 14 Aug 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (25 Aug 2011 to 14 Aug 2020)
    • CF1 Director (AR) (25 Aug 2011 to 2 Jun 2014)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (14 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 14 Jul 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (14 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.