St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Edwards

    IRN AJE01134

    • CF30 Customer (16 Dec 2016 to 31 Mar 2017)
  • Anthony John Hardy

    IRN AJH01285

    • Appointed representative dealing with clients for which they require qualification (12 Dec 2019 to 20 Aug 2021)
    • CF30 Customer (19 Nov 2019 to 20 Aug 2021)
  • Anthony John Hopper

    IRN AJH01566

    • CF30 Customer (3 Feb 2012 to 8 Dec 2019)
  • Anthony John Jarvis

    IRN AJJ00007

    • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • CF22 Investment Adviser (Trainee) (6 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
  • Anthony John Jenkins

    IRN AJJ00003

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
  • Anthony John Muraro

    IRN AJM01517

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Aug 2024)
    • CF30 Customer (10 Jul 2008 to 30 Aug 2024)
  • Anthony John Nunn

    IRN AJN00003

    • CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
  • Anthony John Owen

    IRN AJO01058

    • CF1 Director (AR) (21 Feb 2019 to 15 Mar 2019)
    • CF30 Customer (21 Feb 2019 to 15 Mar 2019)
  • Anthony Joseph Balfe

    IRN AJB00065

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2006)
  • Anthony Joseph O'Brart

    IRN AJO00002

    • CF30 Customer (1 Nov 2007 to 10 Sep 2012)
    • CF21 Investment Adviser (5 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Nov 2002 to 5 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.