Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Jul 2017)
- CF30 Customer (3 Mar 2010 to 2 Dec 2011)
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- CF30 Customer (16 Dec 2016 to 31 Mar 2017)
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- Employed By (16 Dec 2016 to 31 Mar 2017)
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- CF30 Customer (15 Dec 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.