Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2024)
    • [FCA CF] Client dealing (since 6 Aug 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Aug 2024)
    • CF30 Customer (10 Jul 2008 to 30 Aug 2024)
  • Peter Harding Practice Ltd (no longer approved here)

    FRN 402110

    • (8)Employed By (17 Sep 2013 to 30 Aug 2024)
  • Anthony Muraro (no longer approved here)

    FRN 485822

    • Employed By (10 Jul 2008 to 30 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.