Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 6 Aug 2024)
- [FCA CF] Client dealing (since 6 Aug 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Aug 2024)
- CF30 Customer (10 Jul 2008 to 30 Aug 2024)
-
- (8)Employed By (17 Sep 2013 to 30 Aug 2024)
-
- Employed By (10 Jul 2008 to 30 Aug 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.