Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 8 Aug 2025)
    • [FCA CF] Client dealing (since 28 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (since 21 Sep 2021)
    • (1)Employed By (since 8 Aug 2025)
    • (1)Employed By (17 Nov 2014 to 8 Feb 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (21 Feb 2019 to 15 Mar 2019)
    • CF30 Customer (21 Feb 2019 to 15 Mar 2019)
  • Vision Financial Advisers Ltd (no longer approved here)

    FRN 478519

    • CF30 Customer (13 Oct 2012 to 1 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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