ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Owen Richfield
IRN JOR00002
- (1985)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Patrick Cleaver
IRN JXC43295
- (1396)[FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
- (1395)[FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
- (1397)[FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
James Paul Kerr
IRN JPK00007
- (49)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Rainbow
IRN JXR02352
- (72)[FCA CF] Manager of certification employee (since 3 Sep 2025)
- (71)[FCA CF] Material risk taker (since 30 May 2025)
James Robert Slater
IRN JRS00002
- (1220)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Robin Hunter-Coddington
IRN JRH00008
- (809)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Vanneck
IRN JLV00002
- (1629)CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
James William Frederick Heal
IRN JXH00826
- (1602)[FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
Jamie Lewington
IRN JXL00138
- (1328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jan Anton Delukowicz
IRN JAD00030
- (413)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)

Smaller firms operating under this firm's FCA authorisation.

Kenneth Horne (no longer appointed)
FRN 180428 · Appointed 27 Jun 1996 · Until 3 Jun 2004
The Self Assessment Co Limited (no longer appointed)
FRN 181615 · Appointed 19 Jun 1996 · Until 3 Jun 2004
Jim Kerr Financial Services (no longer appointed)
FRN 200948 · Appointed 17 Jun 1996 · Until 3 Jun 2004
Adam Harborow (no longer appointed)
FRN 179680 · Appointed 28 May 1996 · Until 3 Jun 2004
Lion Associates (Financial Planning) Ltd (no longer appointed)
FRN 179666 · Appointed 2 May 1996 · Until 20 Apr 2005
Stephen Rowe (no longer appointed)
FRN 192819 · Appointed 1 May 1996 · Until 3 Jun 2004
Cougar Management Services Ltd (no longer appointed)
FRN 200991 · Appointed 30 Apr 1996 · Until 3 Jun 2004
Wissenbach Plc (no longer appointed)
FRN 200994 · Appointed 24 Apr 1996 · Until 3 Jun 2004
James Sugrue (no longer appointed)
FRN 200921 · Appointed 9 Apr 1996 · Until 3 Jun 2004
The Ridgeway Will Company Ltd (no longer appointed)
FRN 180648 · Appointed 3 Apr 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
10 hours ago
controlled function added: (103)SMF4 Chief Risk
10 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (99)SMF24 Chief Operations
10 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (96)SMF16 Compliance Oversight
10 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.