James Vanneck

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2025)
  • ValidPath Financial Limited (no longer approved here)

    FRN 836465

    • Appointed representative dealing with clients for which they require qualification (8 Jan 2025 to 31 Oct 2025)
    • CF30 Customer (14 Nov 2024 to 31 Oct 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (2 Mar 2022 to 2 Jan 2025)
    • CF30 Customer (2 Feb 2022 to 2 Jan 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Mar 2022)
    • CF30 Customer (6 Jun 2018 to 18 Mar 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (410)Employed By (6 Jun 2018 to 31 Oct 2025)
  • Thornton & Baines Independent Financial Advisers Limited (no longer approved here)

    FRN 462513

    • CF30 Customer (9 Jan 2018 to 12 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Oct 2008 to 12 Aug 2012)
    • CF21 Investment Adviser (9 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 May 2002 to 9 Jun 2004)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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