ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Owen Richfield
IRN JOR00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Patrick Cleaver
IRN JXC43295
- [FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
- [FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
- [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
James Paul Kerr
IRN JPK00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Rainbow
IRN JXR02352
- [FCA CF] Manager of certification employee (since 3 Sep 2025)
- [FCA CF] Material risk taker (since 30 May 2025)
James Robert Slater
IRN JRS00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Robin Hunter-Coddington
IRN JRH00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Vanneck
IRN JLV00002
- CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
James William Frederick Heal
IRN JXH00826
- [FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
Jamie Lewington
IRN JXL00138
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jan Anton Delukowicz
IRN JAD00030
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.