ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Michael Hayden
IRN JMH00090
- CF21 Investment Adviser (13 May 2002 to 30 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
John Michael Keene
IRN JMK00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Mills
IRN JXM00210
- CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)
John Norman Newbigging
IRN JNN00003
- CF22 Investment Adviser (Trainee) (28 May 2003 to 3 Jun 2003)
John Parton
IRN JXP00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Patrick Russell Murphy
IRN JPM00019
- CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
John Paul Hindmarch
IRN JPH00043
- CF21 Investment Adviser (13 May 2002 to 26 Mar 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
John Paul White
IRN JXW00018
- CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
John Peter Morgan
IRN JPM00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
John Philip Greening
IRN JPG00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.