Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (10 May 2010 to 9 Feb 2017)
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- CF1 Director (AR) (8 Jun 2016 to 11 Aug 2022)
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- CF1 Director (AR) (15 Apr 2013 to 11 Aug 2022)
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- (2)Employed By (16 May 2007 to 9 Feb 2017)
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- CF7 Sole Trader (AR) (27 Jan 2005 to 28 Oct 2005)
- CF4 Partner (AR) (25 Jul 2002 to 27 Jan 2005)
- CF22 Investment Adviser (Trainee) (25 Jul 2002 to 7 Jun 2007)
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- CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)
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- CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.