Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (10 May 2010 to 9 Feb 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (8 Jun 2016 to 11 Aug 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (15 Apr 2013 to 11 Aug 2022)
  • John Mills (no longer approved here)

    FRN 466121

    • (2)Employed By (16 May 2007 to 9 Feb 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (27 Jan 2005 to 28 Oct 2005)
    • CF4 Partner (AR) (25 Jul 2002 to 27 Jan 2005)
    • CF22 Investment Adviser (Trainee) (25 Jul 2002 to 7 Jun 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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