Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 15 May 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 28 Jan 2011)
- CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
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JWA Wealth Management
FRN 538248
- (1)Employed By (since 28 Jan 2011)
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- Employed By (23 Jun 2009 to 3 Feb 2011)
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- (8)Employed By (2 Apr 2004 to 31 Mar 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.