ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Rhodes
IRN MXR00282
- (51)[FCA CF] Significant management (since 18 Aug 2025)
Mark Richard Atter
IRN MRA01059
- (1467)CF21 Investment Adviser (1 Oct 2002 to 3 Jun 2003)
Mark Richard Hudson
IRN MRH00006
- (1843)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Richard Sutton
IRN MRS01317
- (2164)SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
- (2165)SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2024)
- (2167)CF10 Compliance Oversight (21 Jan 2019 to 8 Dec 2019)
- (2166)CF28 Systems and controls (29 Jan 2018 to 8 Dec 2019)
Mark Robert Potter
IRN MRP00011
- (2028)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Mark Robinson
IRN MSR00017
- (2126)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (2125)CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
Mark Rogers
IRN MAR00061
- (1215)[FCA CF] Manager of certification employee (1 Jan 2023 to 14 May 2024)
- (1214)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Mark Simon Brant
IRN MSB00038
- (1315)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Stephen Greenwood
IRN MSG00015
- (871)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Mark Stephen Richmond
IRN MSR00022
- (340)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
2 hours ago
controlled function added: (103)SMF4 Chief Risk
2 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (99)SMF24 Chief Operations
2 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
2 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (96)SMF16 Compliance Oversight
2 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.