Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 10 Oct 2022)
    • Responsible for Insurance Distribution (since 10 Oct 2022)
    • Responsibility for MCD Intermediation (since 10 Oct 2022)
    • SMF16 Compliance Oversight (since 10 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2022)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (24 Feb 2005 to 28 Oct 2005)
    • CF21 Investment Adviser (12 Sep 2002 to 10 Jan 2007)
    • CF1 Director (AR) (12 Sep 2002 to 24 Feb 2005)
    • CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
  • Elite Wealth Management Limited (no longer approved here)

    FRN 402032

    • (7)Employed By (8 Oct 2001 to 24 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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