Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Assess Protection and Properties Limited
FRN 966347
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 10 Oct 2022)
- Responsible for Insurance Distribution (since 10 Oct 2022)
- Responsibility for MCD Intermediation (since 10 Oct 2022)
- SMF16 Compliance Oversight (since 10 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 10 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2023)
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- CF7 Sole Trader (AR) (24 Feb 2005 to 28 Oct 2005)
- CF21 Investment Adviser (12 Sep 2002 to 10 Jan 2007)
- CF1 Director (AR) (12 Sep 2002 to 24 Feb 2005)
- CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
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- (7)Employed By (8 Oct 2001 to 24 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.