This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Elite Wealth Management Limited

Watch for changes

FRN: 402032

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Roger Hole
IRN JRH00044
- (6)Employed By (8 Oct 2001 to 1 May 2017)
Mark Frank Robinson
IRN MFR00002
- (5)Employed By (30 Nov 2005 to 29 Nov 2019)
Mark Robinson
IRN MSR00017
- (7)Employed By (8 Oct 2001 to 24 Feb 2005)
Neil Anthony Franklin
IRN NAF00009
- (4)Employed By (8 Oct 2001 to 1 May 2017)
Roger Raymond Chamberlain
IRN RRC00004
- (1)Employed By (8 Oct 2001 to 4 Jul 2011)
Stephen Fraser Harris
IRN SFH00002
- (2)Employed By (8 Oct 2001 to 7 Mar 2008)
Stephen Philip Harris
IRN SPH00023
- (3)Employed By (30 Nov 2005 to 9 May 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.