ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Leslie Arrowsmith
IRN MLA00002
- (269)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Lewis Burt
IRN MLB00021
- (85)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Naveed Rashdi
IRN MNR00001
- (1255)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Raymond Beck
IRN MRB00006
- (737)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Roderick Williams
IRN MRW00001
- (1780)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Scott
IRN MXS00002
- (2172)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Tryczynski
IRN MXT00007
- (920)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Martyn Laurence Ludlow
IRN MLL00001
- (1163)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1162)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Martyn Lawson Bates
IRN MLB01064
- (2069)CF22 Investment Adviser (Trainee) (11 Dec 2002 to 3 Jun 2003)
Mary Josephine Cunningham
IRN MXC00013
- (62)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (24)[FCA CF] Material risk taker
3 days ago
controlled function added: (23)[FCA CF] Significant management
3 days ago
controlled function added: (22)[FCA CF] Material risk taker
3 days ago
controlled function added: (21)[FCA CF] Significant management
3 days ago
controlled function added: (20)[FCA CF] Material risk taker
3 days ago
controlled function added: (19)[FCA CF] Significant management
3 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (17)[FCA CF] Client dealing
3 days ago
controlled function added: (16)14. Managing investments
3 days ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.