Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Mar 2006 to 1 Aug 2006)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (12 Sep 2002 to 28 Mar 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.