Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- CF4 Partner (AR) (since 4 Feb 2011)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF1 Director (AR) (19 May 2005 to 1 May 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 19 May 2005)
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Clearwater Wealth Management
FRN 401714
- Employed By (since 1 Mar 2007)
- Employed By (1 Dec 2001 to 19 May 2005)
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- Employed By (1 Mar 2007 to 20 Jan 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.