ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Hugh Oliphant Hetherington
IRN HOH00001
- (88)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugh Roderick Edwards
IRN HRE00001
- (2107)CF22 Investment Adviser (Trainee) (19 Aug 2002 to 7 Apr 2003)
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Hugh Winkler
IRN HXW00001
- (754)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugo Pill
IRN HXP00020
- (901)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
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Iain Charles Andrew Cornish
IRN ICC01026
- (1532)SMF7 Group Entity Senior Manager (9 Dec 2019 to 17 May 2021)
- (1533)CF2 Non Executive Director (25 Oct 2011 to 8 Dec 2019)
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Iain Gordon McLachlan
IRN IGM01032
- (257)CF21 Investment Adviser (23 May 2002 to 3 Jun 2003)
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Iain Howieson
IRN IXH00003
- (1765)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1764)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
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Iain Rob Rayner
IRN IRR01006
- (2139)[FCA CF] Manager of certification employee (19 Feb 2024 to 31 Dec 2024)
- (2138)[FCA CF] Material risk taker (19 Feb 2024 to 31 Dec 2024)
- (2136)SMF7 Group Entity Senior Manager (15 May 2020 to 19 Feb 2024)
- (2137)CF29 Significant management (4 Oct 2016 to 8 Dec 2019)
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Ian Arthur Reid
IRN IAR00007
- (761)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Ian Campbell Andrews
IRN ICA00001
- (139)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Charter Mortgage Service (no longer appointed)
FRN 183818 · Appointed 1 Jan 1997 · Until 3 Jun 2004
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Frensham Associates Limited (no longer appointed)
FRN 186112 · Appointed 13 Dec 1996 · Until 1 Jul 2003
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Winslade Consultants Limited (no longer appointed)
FRN 186682 · Appointed 10 Dec 1996 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds