Iain Rob Rayner

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • SMF18 Other Overall Responsibility (since 9 Apr 2026)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • [FCA CF] Manager of certification employee (19 Feb 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (19 Feb 2024 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (15 May 2020 to 19 Feb 2024)
    • CF29 Significant management (4 Oct 2016 to 8 Dec 2019)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • [FCA CF] Material risk taker (19 Feb 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (19 Feb 2024 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (1 Apr 2019 to 19 Feb 2024)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • [FCA CF] Material risk taker (19 Feb 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (19 Feb 2024 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (15 May 2020 to 19 Feb 2024)
    • CF29 Significant management (4 Oct 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF3 Executive Director (8 Nov 2022 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (15 May 2020 to 8 Nov 2022)
    • CF29 Significant management (11 Jan 2019 to 8 Dec 2019)
    • CF1 Director (15 Mar 2013 to 11 Jan 2019)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • SMF3 Executive Director (12 Sep 2022 to 31 Dec 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Sep 2022)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF1 Director (24 Jun 2014 to 4 Dec 2017)
  • Tring Financial Management Limited (no longer approved here)

    FRN 472790

    • (21)Employed By (1 May 2014 to 1 Jun 2020)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • CF1 Director (AR) (1 May 2014 to 1 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.