ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Martin Leslie Arrowsmith
IRN MLA00002
- (269)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Martin Lewis Burt
IRN MLB00021
- (85)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Martin Naveed Rashdi
IRN MNR00001
- (1255)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Martin Raymond Beck
IRN MRB00006
- (737)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Martin Roderick Williams
IRN MRW00001
- (1780)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Martin Scott
IRN MXS00002
- (2172)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Martin Tryczynski
IRN MXT00007
- (920)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
-
Martyn Laurence Ludlow
IRN MLL00001
- (1163)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1162)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
-
Martyn Lawson Bates
IRN MLB01064
- (2069)CF22 Investment Adviser (Trainee) (11 Dec 2002 to 3 Jun 2003)
-
Mary Josephine Cunningham
IRN MXC00013
- (62)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Universal Personnel Services Ltd (no longer appointed)
FRN 192506 · Appointed 18 Oct 1999 · Until 22 Jul 2003
-
Executive & Corporate Mortgagtes (Alistair Coomer) (no longer appointed)
FRN 193689 · Appointed 13 Oct 1999 · Until 3 Jun 2004
-
Dave Wollacott Mortgage Services (no longer appointed)
FRN 192454 · Appointed 13 Oct 1999 · Until 20 Aug 2003
-
David James Accountants Ltd (no longer appointed)
FRN 201739 · Appointed 11 Oct 1999 · Until 3 Jun 2004
-
Sol Management Services Ltd (no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2004
-
Hallmark Financial Planning (Clive Hall) (no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (54)[FCA CF] Material risk taker
-
controlled function added: (53)[FCA CF] Material risk taker
-
controlled function added: (52)[FCA CF] Material risk taker
-
controlled function added: (51)[FCA CF] Significant management
-
controlled function added: (50)[FCA CF] Material risk taker
-
controlled function added: (49)[FCA CF] Significant management
-
controlled function added: (48)[FCA CF] Significant management
-
controlled function added: (47)[FCA CF] Material risk taker
-
controlled function added: (46)[FCA CF] Functions requiring qualifications
-
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds