ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Rhodes
IRN MXR00282
- (51)[FCA CF] Significant management (since 18 Aug 2025)
Mark Richard Atter
IRN MRA01059
- (1467)CF21 Investment Adviser (1 Oct 2002 to 3 Jun 2003)
Mark Richard Hudson
IRN MRH00006
- (1843)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Richard Sutton
IRN MRS01317
- (2164)SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
- (2165)SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2024)
- (2167)CF10 Compliance Oversight (21 Jan 2019 to 8 Dec 2019)
- (2166)CF28 Systems and controls (29 Jan 2018 to 8 Dec 2019)
Mark Robert Potter
IRN MRP00011
- (2028)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Mark Robinson
IRN MSR00017
- (2126)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (2125)CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
Mark Rogers
IRN MAR00061
- (1215)[FCA CF] Manager of certification employee (1 Jan 2023 to 14 May 2024)
- (1214)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Mark Simon Brant
IRN MSB00038
- (1315)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Stephen Greenwood
IRN MSG00015
- (871)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Mark Stephen Richmond
IRN MSR00022
- (340)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Bridgefast Management Ltd (no longer appointed)
FRN 201924 · Appointed 13 Mar 2001 · Until 3 Jun 2004
Savage Bracher Associate (no longer appointed)
FRN 195213 · Appointed 8 Mar 2001 · Until 3 Jun 2004
Elite Mortgages (no longer appointed)
FRN 201913 · Appointed 28 Feb 2001 · Until 14 Jul 2005
Michael Harper (no longer appointed)
FRN 201923 · Appointed 28 Feb 2001 · Until 22 Jul 2003
Argyle Fife Holdings (no longer appointed)
FRN 195099 · Appointed 27 Feb 2001 · Until 3 Jun 2004
A&E Mortgage Services (no longer appointed)
FRN 195100 · Appointed 26 Feb 2001 · Until 3 Jun 2004
Stuart Vitty Ltd (no longer appointed)
FRN 195004 · Appointed 20 Feb 2001 · Until 24 Sep 2003
IT Call Centre (no longer appointed)
FRN 201863 · Appointed 12 Feb 2001 · Until 3 Jun 2004
Network Ventures Corporate Solutions (no longer appointed)
FRN 194957 · Appointed 9 Feb 2001 · Until 3 Jun 2004
Forices Officer Group Ltd (no longer appointed)
FRN 194956 · Appointed 6 Feb 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (54)[FCA CF] Material risk taker
10 hours ago
controlled function added: (53)[FCA CF] Material risk taker
10 hours ago
controlled function added: (52)[FCA CF] Material risk taker
10 hours ago
controlled function added: (51)[FCA CF] Significant management
10 hours ago
controlled function added: (50)[FCA CF] Material risk taker
10 hours ago
controlled function added: (49)[FCA CF] Significant management
10 hours ago
controlled function added: (48)[FCA CF] Significant management
10 hours ago
controlled function added: (47)[FCA CF] Material risk taker
10 hours ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.