ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Leslie Arrowsmith
IRN MLA00002
- (269)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Lewis Burt
IRN MLB00021
- (85)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Naveed Rashdi
IRN MNR00001
- (1255)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Raymond Beck
IRN MRB00006
- (737)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Roderick Williams
IRN MRW00001
- (1780)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Scott
IRN MXS00002
- (2172)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Tryczynski
IRN MXT00007
- (920)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Martyn Laurence Ludlow
IRN MLL00001
- (1163)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1162)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Martyn Lawson Bates
IRN MLB01064
- (2069)CF22 Investment Adviser (Trainee) (11 Dec 2002 to 3 Jun 2003)
Mary Josephine Cunningham
IRN MXC00013
- (62)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004
Aidan MacEchern (no longer appointed)
FRN 196643 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Sarah Hughes Wealth Management Ltd (no longer appointed)
FRN 207089 · Appointed 10 Sep 2001 · Until 3 Jun 2004
SFS School Solutions Ltd (no longer appointed)
FRN 196642 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Countertax Ltd (no longer appointed)
FRN 196804 · Appointed 7 Sep 2001 · Until 3 Jun 2004
Glenn Coleman (no longer appointed)
FRN 196607 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Krystina Lyon (no longer appointed)
FRN 196612 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Squaring the Circle Ltd (no longer appointed)
FRN 196613 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Northern Formations Ltd (no longer appointed)
FRN 196521 · Appointed 29 Aug 2001 · Until 3 Jun 2004
Anthony Alex & Company (no longer appointed)
FRN 207082 · Appointed 29 Aug 2001 · Until 25 Jul 2003

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (54)[FCA CF] Material risk taker
9 hours ago
controlled function added: (53)[FCA CF] Material risk taker
9 hours ago
controlled function added: (52)[FCA CF] Material risk taker
9 hours ago
controlled function added: (51)[FCA CF] Significant management
9 hours ago
controlled function added: (50)[FCA CF] Material risk taker
9 hours ago
controlled function added: (49)[FCA CF] Significant management
9 hours ago
controlled function added: (48)[FCA CF] Significant management
9 hours ago
controlled function added: (47)[FCA CF] Material risk taker
9 hours ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
9 hours ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.