ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Virginia Louise Kavanagh
IRN VLH00001
- (2202)CF21 Investment Adviser (30 Apr 2002 to 3 Jun 2003)
Vivian Paul Bazalgette
IRN VPB01005
- (439)CF2 Non Executive Director (10 Jun 2011 to 30 Jun 2014)
Vivien Ann Lumley
IRN VAL00004
- (1069)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Waqar Ahmed
IRN WXA00010
- (2043)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Warren David Page
IRN WDP01014
- (50)[FCA CF] Material risk taker (since 15 Aug 2025)
Warren Taylor Hadlow
IRN WTH00003
- (2014)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Wayne Anthony Neale
IRN WAN00001
- (483)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Wayne Brandon Butler
IRN WBB00006
- (2176)CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
Wayne Paul Cremin
IRN WPC00001
- (1567)CF22 Investment Adviser (Trainee) (21 Feb 2002 to 7 Mar 2002)
Wayne Robert Smith
IRN WRS00008
- (1992)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (64)[FCA CF] Significant management
5 days ago
controlled function added: (63)[FCA CF] Material risk taker
5 days ago
controlled function added: (62)[FCA CF] Significant management
5 days ago
controlled function added: (61)[FCA CF] Material risk taker
5 days ago
controlled function added: (60)[FCA CF] Significant management
5 days ago
controlled function added: (59)[FCA CF] Material risk taker
5 days ago
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
5 days ago
controlled function added: (57)[FCA CF] Manager of certification employee
5 days ago
controlled function added: (56)[FCA CF] Significant management
5 days ago
controlled function added: (55)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.