Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (2 Jul 2015 to 24 Sep 2018)
- CF1 Director (AR) (2 Jul 2015 to 6 Apr 2022)
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- CF30 Customer (21 Jan 2013 to 3 May 2015)
- CF1 Director (AR) (9 Aug 2012 to 24 Nov 2015)
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- CF30 Customer (3 Jan 2009 to 20 Jan 2011)
- CF1 Director (AR) (3 Jan 2009 to 24 May 2013)
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- CF4 Partner (AR) (30 Nov 2005 to 14 Aug 2006)
- CF21 Investment Adviser (1 Oct 2003 to 14 Aug 2006)
- CF22 Investment Adviser (Trainee) (28 Jun 2002 to 23 Jul 2002)
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- (1)Employed By (27 Sep 2005 to 8 Dec 2008)
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- Employed By (28 Sep 2004 to 14 Aug 2006)
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- CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
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- CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at Wakefield Mortgage Centre Ltd