Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Penvest Limited (no longer approved here)

    FRN 407889

    • CF30 Customer (2 Jul 2015 to 24 Sep 2018)
    • CF1 Director (AR) (2 Jul 2015 to 6 Apr 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Jan 2013 to 3 May 2015)
    • CF1 Director (AR) (9 Aug 2012 to 24 Nov 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (3 Jan 2009 to 20 Jan 2011)
    • CF1 Director (AR) (3 Jan 2009 to 24 May 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (30 Nov 2005 to 14 Aug 2006)
    • CF21 Investment Adviser (1 Oct 2003 to 14 Aug 2006)
    • CF22 Investment Adviser (Trainee) (28 Jun 2002 to 23 Jul 2002)
  • Wakefield Mortgage Centre Ltd (no longer approved here)

    FRN 439739

    • (1)Employed By (27 Sep 2005 to 8 Dec 2008)
  • Butler Taylor & Associates (no longer approved here)

    FRN 402152

    • Employed By (28 Sep 2004 to 14 Aug 2006)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at Wakefield Mortgage Centre Ltd