Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (16 Apr 2020 to 1 Mar 2022)
- CF30 Customer (11 Jul 2008 to 30 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 20 Apr 2011)
- CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Dec 2005 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Nov 2005 to 5 Dec 2005)
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- CF21 Investment Adviser (5 Dec 2005 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Nov 2005 to 5 Dec 2005)
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- CF21 Investment Adviser (30 Apr 2002 to 3 Jun 2003)
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- CF21 Investment Adviser (30 Apr 2002 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.