Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • Responsible for Insurance Distribution (10 May 2024 to 22 Jan 2026)
    • SMF3 Executive Director (10 May 2024 to 22 Jan 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Jan 2026)
    • Responsible for Insurance Mediation (14 Jan 2005 to 13 Oct 2016)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • SMF3 Executive Director (since 10 May 2024)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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