ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Barratt
IRN SXB00272
- (1807)CF22 Investment Adviser (Trainee) (6 May 2003 to 3 Jun 2003)
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Simon Charles Farrant
IRN SCF00008
- (1607)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
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Simon Christopher Radley
IRN SCR00004
- (1659)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
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Simon David Higginbotham
IRN SDH00011
- (1950)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Simon David Mellor
IRN SDM00007
- (1197)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
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Simon Douglas Titterton
IRN SDT01072
- (1698)[FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2024)
- (1699)[FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
- (1697)CF10 Compliance Oversight (9 Sep 2015 to 10 Dec 2018)
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Simon Edward Brown
IRN SEB00003
- (727)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2002)
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Simon Fletcher
IRN SXF00046
- (1273)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Simon Foster
IRN SXF00056
- (205)CF22 Investment Adviser (Trainee) (5 Aug 2002 to 3 Jun 2003)
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Simon Francis
IRN SXF00043
- (760)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
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Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
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Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
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Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
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The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
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Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (74)SMF24 Chief Operations
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controlled function added: (73)SMF18 Other Overall Responsibility
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controlled function added: (72)[FCA CF] Manager of certification employee
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controlled function added: (71)[FCA CF] Material risk taker
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controlled function added: (70)SMF7 Group Entity Senior Manager
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controlled function added: (69)SMF5 Head of Internal Audit
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controlled function added: (68)SMF18 Other Overall Responsibility
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controlled function added: (67)SMF1 Chief Executive
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controlled function added: (66)SMF3 Executive Director
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controlled function added: (65)SMF18 Other Overall Responsibility