Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 20 Mar 2008)
- CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (17 May 2006 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (5 Aug 2002 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (5 Aug 2002 to 3 Jun 2003)
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- CF22 Investment Adviser (Trainee) (5 Aug 2002 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.