Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 13 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Employed By (since 13 Aug 2020)
  • Butler Taylor & Associates (no longer approved here)

    FRN 402152

    • Employed By (28 Sep 2004 to 31 Dec 2004)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (13 Oct 2003 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (6 May 2003 to 13 Oct 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (6 May 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (6 May 2003 to 3 Jun 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (27 Jun 2002 to 4 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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