Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Client dealing (19 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (19 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (since 19 Sep 2025)
    • [FCA CF] Manager of certification employee (since 19 Sep 2025)
    • [FCA CF] Client dealing (19 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (19 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (since 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Nov 2005 to 17 Jul 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.