ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Barratt
IRN SXB00272
- (1807)CF22 Investment Adviser (Trainee) (6 May 2003 to 3 Jun 2003)
Simon Charles Farrant
IRN SCF00008
- (1607)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Simon Christopher Radley
IRN SCR00004
- (1659)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
Simon David Higginbotham
IRN SDH00011
- (1950)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon David Mellor
IRN SDM00007
- (1197)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
Simon Douglas Titterton
IRN SDT01072
- (1698)[FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2024)
- (1699)[FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
- (1697)CF10 Compliance Oversight (9 Sep 2015 to 10 Dec 2018)
Simon Edward Brown
IRN SEB00003
- (727)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2002)
Simon Fletcher
IRN SXF00046
- (1273)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Foster
IRN SXF00056
- (205)CF22 Investment Adviser (Trainee) (5 Aug 2002 to 3 Jun 2003)
Simon Francis
IRN SXF00043
- (760)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (74)SMF24 Chief Operations
3 days ago
controlled function added: (73)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (72)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (71)[FCA CF] Material risk taker
3 days ago
controlled function added: (70)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (69)SMF5 Head of Internal Audit
3 days ago
controlled function added: (68)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (67)SMF1 Chief Executive
3 days ago
controlled function added: (66)SMF3 Executive Director
3 days ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.