ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Rhodes
IRN MXR00282
- (51)[FCA CF] Significant management (since 18 Aug 2025)
Mark Richard Atter
IRN MRA01059
- (1467)CF21 Investment Adviser (1 Oct 2002 to 3 Jun 2003)
Mark Richard Hudson
IRN MRH00006
- (1843)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Richard Sutton
IRN MRS01317
- (2164)SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
- (2165)SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2024)
- (2167)CF10 Compliance Oversight (21 Jan 2019 to 8 Dec 2019)
- (2166)CF28 Systems and controls (29 Jan 2018 to 8 Dec 2019)
Mark Robert Potter
IRN MRP00011
- (2028)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Mark Robinson
IRN MSR00017
- (2126)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (2125)CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
Mark Rogers
IRN MAR00061
- (1215)[FCA CF] Manager of certification employee (1 Jan 2023 to 14 May 2024)
- (1214)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Mark Simon Brant
IRN MSB00038
- (1315)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Stephen Greenwood
IRN MSG00015
- (871)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Mark Stephen Richmond
IRN MSR00022
- (340)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
RA Foster (no longer appointed)
FRN 194205 · Appointed 22 Nov 2000 · Until 3 Jun 2004
Colin Ellis Estate Agents (no longer appointed)
FRN 201832 · Appointed 18 Nov 2000 · Until 3 Jun 2004
Campus House Consulting (no longer appointed)
FRN 194166 · Appointed 15 Nov 2000 · Until 3 Jun 2004
Premier Financial Management (no longer appointed)
FRN 194303 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Michael Ranaido Financial Services (no longer appointed)
FRN 194204 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Manor Hall Mortgages (no longer appointed)
FRN 201934 · Appointed 1 Nov 2000 · Until 3 Jun 2004
S.J.Fagan-Accountant (no longer appointed)
FRN 194168 · Appointed 31 Oct 2000 · Until 3 Jun 2004
James O'Brien (no longer appointed)
FRN 194167 · Appointed 30 Oct 2000 · Until 3 Jun 2004
Doe & Brierley Investment & Financial Services Ltd (no longer appointed)
FRN 194169 · Appointed 20 Oct 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (74)SMF24 Chief Operations
10 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (71)[FCA CF] Material risk taker
10 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (67)SMF1 Chief Executive
10 hours ago
controlled function added: (66)SMF3 Executive Director
10 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.