ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Leslie Arrowsmith
IRN MLA00002
- (269)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Lewis Burt
IRN MLB00021
- (85)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Naveed Rashdi
IRN MNR00001
- (1255)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Raymond Beck
IRN MRB00006
- (737)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Roderick Williams
IRN MRW00001
- (1780)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Scott
IRN MXS00002
- (2172)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Tryczynski
IRN MXT00007
- (920)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Martyn Laurence Ludlow
IRN MLL00001
- (1163)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1162)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Martyn Lawson Bates
IRN MLB01064
- (2069)CF22 Investment Adviser (Trainee) (11 Dec 2002 to 3 Jun 2003)
Mary Josephine Cunningham
IRN MXC00013
- (62)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Des Barron (no longer appointed)
FRN 195479 · Appointed 10 Apr 2001 · Until 3 Jun 2004
Allen Roberts & Associates (no longer appointed)
FRN 195437 · Appointed 2 Apr 2001 · Until 3 Jun 2004
Mortgage Matters Ltd (no longer appointed)
FRN 201974 · Appointed 2 Apr 2001 · Until 3 Jun 2004
CGA Financial & Investment Services Limited (no longer appointed)
FRN 201973 · Appointed 30 Mar 2001 · Until 3 Jun 2004
MRB Mortgage Services (no longer appointed)
FRN 201972 · Appointed 30 Mar 2001 · Until 3 Jun 2004
Talkwise (no longer appointed)
FRN 195404 · Appointed 29 Mar 2001 · Until 3 Jun 2004
Mary Cunningham Financial Solutions (no longer appointed)
FRN 201965 · Appointed 28 Mar 2001 · Until 3 Jun 2004
The Elegant Solution Company (no longer appointed)
FRN 201946 · Appointed 28 Mar 2001 · Until 3 Jun 2004
John Gough (no longer appointed)
FRN 201945 · Appointed 27 Mar 2001 · Until 3 Jun 2004
Paul.F Muxlow Financial Services (no longer appointed)
FRN 195349 · Appointed 27 Mar 2001 · Until 21 May 2002

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (74)SMF24 Chief Operations
11 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (71)[FCA CF] Material risk taker
11 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
11 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (67)SMF1 Chief Executive
11 hours ago
controlled function added: (66)SMF3 Executive Director
11 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.