ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Ewan Sanders
IRN RXS01172
- (98)SMF18 Other Overall Responsibility (since 2 Jun 2025)
- (2205)[FCA CF] Significant management (10 Mar 2025 to 2 Jun 2025)
- (2203)[FCA CF] Material risk taker (10 Mar 2025 to 2 Jun 2025)
- (2204)[FCA CF] Manager of certification employee (10 Mar 2025 to 2 Jun 2025)
Robert Forbes Ridland
IRN RFR00001
- (1291)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Frank Moss
IRN RFM00011
- (159)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (158)CF22 Investment Adviser (Trainee) (12 Apr 2002 to 16 Dec 2002)
Robert Geoffrey Askell
IRN RGA00005
- (167)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert George Towell
IRN RGT00003
- (435)CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2002)
Robert Henry Newcombe
IRN RHN01014
- (1727)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (1726)CF22 Investment Adviser (Trainee) (7 May 2002 to 16 Dec 2002)
Robert Ian Freedman
IRN RIF00001
- (1372)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Ian MacDonald
IRN RIM00002
- (518)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Irwin Keating
IRN RIK00002
- (893)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2003)
Robert James Crow
IRN RJC00116
- (618)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Steven Akers (no longer appointed)
FRN 207128 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
DJ Lysaght Accountancy Services (no longer appointed)
FRN 207122 · Appointed 30 Oct 2001 · Until 3 Jun 2004
North Wray Associates (no longer appointed)
FRN 207117 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)
FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2004
PFM Financial Solutions (no longer appointed)
FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207118 · Appointed 30 Oct 2001 · Until 7 Dec 2004
Vicky Haywood (no longer appointed)
FRN 207129 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (84)14. Managing investments
2 days ago
controlled function added: (83)[FCA CF] CASS oversight function
2 days ago
controlled function added: (82)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (81)[FCA CF] Material risk taker
2 days ago
controlled function added: (80)[FCA CF] Significant management
2 days ago
controlled function added: (79)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (78)[FCA CF] Material risk taker
2 days ago
controlled function added: (77)[FCA CF] Significant management
2 days ago
controlled function added: (76)[FCA CF] Material risk taker
2 days ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.