Robert Henry Newcombe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADVISER BUSINESS SOLUTIONS LIMITED

    FRN 190181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 1 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 24 May 2021)
    • Appointed representative dealing with clients for which they require qualification (since 24 May 2021)
    • [FCA CF] Client dealing (since 24 May 2021)
    • Responsible for Insurance Distribution (1 Sep 2021 to 7 Sep 2021)
  • DMJ Associates

    FRN 468860

    • (9)Employed By (since 1 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Mar 2019 to 27 Nov 2020)
    • CF21 Investment Adviser (16 Dec 2002 to 26 Nov 2003)
    • CF22 Investment Adviser (Trainee) (7 May 2002 to 16 Dec 2002)
  • Peter Harding Practice Ltd (no longer approved here)

    FRN 402110

    • (30)Employed By (19 Mar 2019 to 27 Nov 2020)
  • Blue Sky Financial Planning Limited (no longer approved here)

    FRN 211720

    • CF30 Customer (3 Jan 2017 to 13 Feb 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 28 Dec 2016)
    • CF21 Investment Adviser (14 Jan 2004 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (697)Employed By (14 Jan 2004 to 28 Dec 2016)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (7 May 2002 to 16 Dec 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (7 May 2002 to 16 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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