Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF18 Other Overall Responsibility (since 2 Jun 2025)
- [FCA CF] Manager of certification employee (10 Mar 2025 to 2 Jun 2025)
- [FCA CF] Material risk taker (10 Mar 2025 to 2 Jun 2025)
- [FCA CF] Significant management (10 Mar 2025 to 2 Jun 2025)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- SMF18 Other Overall Responsibility (since 2 Jun 2025)
- [FCA CF] Manager of certification employee (10 Mar 2025 to 2 Jun 2025)
- [FCA CF] Material risk taker (10 Mar 2025 to 2 Jun 2025)
- [FCA CF] Significant management (10 Mar 2025 to 2 Jun 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- SMF18 Other Overall Responsibility (since 2 Jun 2025)
- [FCA CF] Manager of certification employee (10 Mar 2025 to 2 Jun 2025)
- [FCA CF] Significant management (10 Mar 2025 to 2 Jun 2025)
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- SMF18 Other Overall Responsibility (since 2 Jun 2025)
- [FCA CF] Significant management (10 Mar 2025 to 2 Jun 2025)
- [FCA CF] Manager of certification employee (10 Mar 2025 to 2 Jun 2025)
- [FCA CF] Material risk taker (10 Mar 2025 to 2 Jun 2025)
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- [FCA CF] Manager of certification employee (10 Mar 2025 to 11 Jun 2025)
- [FCA CF] Significant management (10 Mar 2025 to 11 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.