Robert Frank Moss

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (25 Jul 2008 to 12 Apr 2013)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (12 Apr 2002 to 16 Dec 2002)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (12 Apr 2002 to 16 Dec 2002)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (16 Dec 2002 to 26 Apr 2004)
- CF22 Investment Adviser (Trainee) (12 Apr 2002 to 16 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.