ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert James Gardner
IRN RJG01130
- (1275)SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
- (1276)SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2022)
- (1277)CF3 Chief Executive (30 Sep 2019 to 8 Dec 2019)
- (1278)CF1 Director (13 May 2019 to 8 Dec 2019)
Robert James Wise
IRN RJW01378
- (41)[FCA CF] Material risk taker (since 18 Sep 2025)
- (1349)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Robert John Allen
IRN RJA00002
- (2194)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert John Delaine
IRN RXD43297
- (2219)[FCA CF] Significant management (9 Dec 2019 to 25 Mar 2021)
Robert John Kemp
IRN RJK00030
- (1194)CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Robert John Old
IRN RJO00016
- (1666)CF22 Investment Adviser (Trainee) (4 Jun 2003 to 4 Jun 2003)
Robert Joseph Knowles
IRN RJK00010
- (806)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (805)CF22 Investment Adviser (Trainee) (12 Feb 2002 to 23 Sep 2002)
Robert Joseph Mark Fox
IRN RJF00024
- (808)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Kerr Holmes
IRN RKH00010
- (1559)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Lawrence Vigor Hardwicke
IRN RLH00010
- (1949)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

David Raybould (no longer appointed)
FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
Capital Homes (no longer appointed)
FRN 221518 · Appointed 20 Dec 2002 · Until 3 Jun 2004
Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Northern Mortgages Ltd (no longer appointed)
FRN 220982 · Appointed 30 Nov 2002 · Until 3 Jun 2004
MD Wealth Management (no longer appointed)
FRN 220981 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
Dinford Alexandra Ltd (no longer appointed)
FRN 219999 · Appointed 24 Oct 2002 · Until 3 Jun 2004
Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (84)14. Managing investments
2 days ago
controlled function added: (83)[FCA CF] CASS oversight function
2 days ago
controlled function added: (82)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (81)[FCA CF] Material risk taker
2 days ago
controlled function added: (80)[FCA CF] Significant management
2 days ago
controlled function added: (79)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (78)[FCA CF] Material risk taker
2 days ago
controlled function added: (77)[FCA CF] Significant management
2 days ago
controlled function added: (76)[FCA CF] Material risk taker
2 days ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.