Robert Kerr Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Echo Finance Limited
FRN 570073
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Jun 2023)
Eden Associates (no longer approved here)
FRN 459616
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jul 2023)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Prudential International Assurance Plc (no longer approved here)
FRN 170672
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
RWF Financial Sservices Limited (no longer approved here)
FRN 187880
- (4)Employed By (17 Jan 2000 to 4 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.