Robert Lawrence Vigor Hardwicke

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INDEPENDENT FINANCIAL SERVICES 4 YOU LIMITED

    FRN 518498

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 30 Jun 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (since 16 Jun 2010)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jun 2010 to 8 Dec 2019)
    • CF1 Director (16 Jun 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Jun 2010 to 30 Sep 2018)
  • Cross Border Financial Planning Limited

    FRN 736360

    • Employed By (since 10 May 2016)
  • Mortgage Servicing Company Ltd

    FRN 457695

    • (1)Employed By (since 12 May 2008)
    • (1)Employed By (4 Oct 2006 to 3 Apr 2008)
  • The Renewals Warehouse Limited (no longer approved here)

    FRN 208728

    • Employed By (12 Feb 2002 to 9 Apr 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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