Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Mar 2022 to 16 Feb 2026)
    • CF30 Customer (5 Dec 2021 to 16 Feb 2026)
  • CDC Consultancy Limited (no longer approved here)

    FRN 768246

    • Employed By (5 Dec 2021 to 16 Feb 2026)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • CF30 Customer (10 May 2019 to 22 May 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (9 Feb 2004 to 11 Apr 2005)
    • CF22 Investment Adviser (Trainee) (4 Jun 2003 to 9 Feb 2004)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (4 Jun 2003 to 4 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (4 Jun 2003 to 4 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.