ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Owen Richfield
IRN JOR00002
- (1985)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Patrick Cleaver
IRN JXC43295
- (1396)[FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
- (1395)[FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
- (1397)[FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
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James Paul Kerr
IRN JPK00007
- (49)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Rainbow
IRN JXR02352
- (72)[FCA CF] Manager of certification employee (since 3 Sep 2025)
- (71)[FCA CF] Material risk taker (since 30 May 2025)
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James Robert Slater
IRN JRS00002
- (1220)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Robin Hunter-Coddington
IRN JRH00008
- (809)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Vanneck
IRN JLV00002
- (1629)CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
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James William Frederick Heal
IRN JXH00826
- (1602)[FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
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Jamie Lewington
IRN JXL00138
- (1328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jan Anton Delukowicz
IRN JAD00030
- (413)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Martin Tyerman & Associates (no longer appointed)
FRN 186447 · Appointed 24 Oct 1997 · Until 3 Jun 2004
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North London Financial Services (no longer appointed)
FRN 191947 · Appointed 8 Oct 1997 · Until 3 Jun 2004
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Chancellery Financial Services (no longer appointed)
FRN 201072 · Appointed 1 Oct 1997 · Until 3 Jun 2004
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The Imperial Mortgage Service (no longer appointed)
FRN 185855 · Appointed 19 Sep 1997 · Until 3 Jun 2004
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Keith Anthony Michael Millman (no longer appointed)
FRN 185135 · Appointed 19 Sep 1997 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing