ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Barratt
IRN SXB00272
- (1807)CF22 Investment Adviser (Trainee) (6 May 2003 to 3 Jun 2003)
Simon Charles Farrant
IRN SCF00008
- (1607)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Simon Christopher Radley
IRN SCR00004
- (1659)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
Simon David Higginbotham
IRN SDH00011
- (1950)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon David Mellor
IRN SDM00007
- (1197)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
Simon Douglas Titterton
IRN SDT01072
- (1698)[FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2024)
- (1699)[FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
- (1697)CF10 Compliance Oversight (9 Sep 2015 to 10 Dec 2018)
Simon Edward Brown
IRN SEB00003
- (727)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2002)
Simon Fletcher
IRN SXF00046
- (1273)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Foster
IRN SXF00056
- (205)CF22 Investment Adviser (Trainee) (5 Aug 2002 to 3 Jun 2003)
Simon Francis
IRN SXF00043
- (760)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

David Raybould (no longer appointed)
FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
Capital Homes (no longer appointed)
FRN 221518 · Appointed 20 Dec 2002 · Until 3 Jun 2004
Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Northern Mortgages Ltd (no longer appointed)
FRN 220982 · Appointed 30 Nov 2002 · Until 3 Jun 2004
MD Wealth Management (no longer appointed)
FRN 220981 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
Dinford Alexandra Ltd (no longer appointed)
FRN 219999 · Appointed 24 Oct 2002 · Until 3 Jun 2004
Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (94)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (93)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
3 days ago
controlled function added: (91)SMF2 Chief Finance
3 days ago
controlled function added: (90)SMF3 Executive Director
3 days ago
controlled function added: (89)[FCA CF] Significant management
3 days ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (87)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (86)[FCA CF] Material risk taker
3 days ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.