ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Michael Hayden
IRN JMH00090
- (1661)CF21 Investment Adviser (13 May 2002 to 30 Jul 2002)
- (1660)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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John Michael Keene
IRN JMK00014
- (813)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Mills
IRN JXM00210
- (1348)CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)
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John Norman Newbigging
IRN JNN00003
- (750)CF22 Investment Adviser (Trainee) (28 May 2003 to 3 Jun 2003)
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John Parton
IRN JXP00001
- (960)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Patrick Russell Murphy
IRN JPM00019
- (1006)CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
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John Paul Hindmarch
IRN JPH00043
- (1003)CF21 Investment Adviser (13 May 2002 to 26 Mar 2003)
- (1002)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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John Paul White
IRN JXW00018
- (1977)CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
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John Peter Morgan
IRN JPM00009
- (311)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
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John Philip Greening
IRN JPG00009
- (1968)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Cheshire Mortgage Consultancy (no longer appointed)
FRN 194055 · Appointed 17 Nov 1998 · Until 3 Jun 2004
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McZenzie Knight & Partners (no longer appointed)
FRN 193988 · Appointed 29 Oct 1998 · Until 3 Jun 2004
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Park Lane Mortgage Services (no longer appointed)
FRN 193997 · Appointed 21 Oct 1998 · Until 3 Jun 2004
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Confidential Assignments Ltd (no longer appointed)
FRN 192444 · Appointed 21 Oct 1998 · Until 3 Jun 2004
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Invicta Financial Solutions (no longer appointed)
FRN 201784 · Appointed 14 Oct 1998 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing