ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Leslie Arrowsmith
IRN MLA00002
- (269)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Lewis Burt
IRN MLB00021
- (85)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Naveed Rashdi
IRN MNR00001
- (1255)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Raymond Beck
IRN MRB00006
- (737)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Roderick Williams
IRN MRW00001
- (1780)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Scott
IRN MXS00002
- (2172)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Tryczynski
IRN MXT00007
- (920)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Martyn Laurence Ludlow
IRN MLL00001
- (1163)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1162)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Martyn Lawson Bates
IRN MLB01064
- (2069)CF22 Investment Adviser (Trainee) (11 Dec 2002 to 3 Jun 2003)
Mary Josephine Cunningham
IRN MXC00013
- (62)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Inform Choice (no longer appointed)
FRN 192417 · Appointed 14 Jun 2000 · Until 3 Jun 2004
The Mortgage Bureau (GB) Ltd (no longer appointed)
FRN 193964 · Appointed 14 Jun 2000 · Until 3 Jun 2004
Bowburn Financial Management (no longer appointed)
FRN 201722 · Appointed 14 Jun 2000 · Until 3 Jun 2004
The Lifetime Benefit Program Ltd (no longer appointed)
FRN 193962 · Appointed 13 Jun 2000 · Until 3 Jun 2004
The City Mortgage Company Ltd (no longer appointed)
FRN 193957 · Appointed 8 Jun 2000 · Until 3 Jun 2004
Fieldview (no longer appointed)
FRN 201763 · Appointed 7 Jun 2000 · Until 3 Jun 2004
MNR Independent Mortgage Services (no longer appointed)
FRN 193993 · Appointed 5 Jun 2000 · Until 3 Jun 2004
Donald Cooper (no longer appointed)
FRN 201747 · Appointed 5 Jun 2000 · Until 3 Jun 2004
Corporate Accountancy Solutions Limited (no longer appointed)
FRN 193910 · Appointed 23 May 2000 · Until 3 Jun 2004
Reid Mortgage Planning (no longer appointed)
FRN 192495 · Appointed 22 May 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (2185)CF1 Director
1 day ago
controlled function added: (2184)CF3 Chief Executive
1 day ago
controlled function added: (2183)CF13 Finance
1 day ago
controlled function added: (2182)CF19 Significant Mgt (Financial Resources)
1 day ago
controlled function added: (2181)CF27 Investment Management
1 day ago
controlled function added: (2180)CF28 Systems and controls
1 day ago
controlled function added: (2179)CF29 Significant management
1 day ago
controlled function added: (2178)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (2177)CF29 Significant management
1 day ago
controlled function added: (2176)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.