ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Owen Richfield
IRN JOR00002
- (1985)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Patrick Cleaver
IRN JXC43295
- (1396)[FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
- (1395)[FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
- (1397)[FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
James Paul Kerr
IRN JPK00007
- (49)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Rainbow
IRN JXR02352
- (72)[FCA CF] Manager of certification employee (since 3 Sep 2025)
- (71)[FCA CF] Material risk taker (since 30 May 2025)
James Robert Slater
IRN JRS00002
- (1220)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Robin Hunter-Coddington
IRN JRH00008
- (809)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Vanneck
IRN JLV00002
- (1629)CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
James William Frederick Heal
IRN JXH00826
- (1602)[FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
Jamie Lewington
IRN JXL00138
- (1328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jan Anton Delukowicz
IRN JAD00030
- (413)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)

Smaller firms operating under this firm's FCA authorisation.

Maroubra International Ltd (no longer appointed)
FRN 173057 · Appointed 14 Jul 1998 · Until 11 Apr 2003
The Suffolk Neighbourhood Watch Associates (no longer appointed)
FRN 192501 · Appointed 9 Jul 1998 · Until 3 Jun 2004
Leeward Consultants Ltd (no longer appointed)
FRN 147998 · Appointed 2 Jul 1998 · Until 3 Jun 2004
AAG Mortgage Brokerage Ltd (no longer appointed)
FRN 193688 · Appointed 26 Jun 1998 · Until 3 Jun 2004
Rob Lowell & Associates (no longer appointed)
FRN 192498 · Appointed 18 Jun 1998 · Until 3 Jun 2004
The Family Scholarship Trust Company (no longer appointed)
FRN 194013 · Appointed 17 Jun 1998 · Until 3 Jun 2004
Chapelquay Limited (no longer appointed)
FRN 193937 · Appointed 16 Jun 1998 · Until 3 Jun 2004
Derek Mills (no longer appointed)
FRN 201744 · Appointed 12 Jun 1998 · Until 3 Jun 2004
Graham Edwards Ltd (no longer appointed)
FRN 201777 · Appointed 11 Jun 1998 · Until 17 Dec 2004
John Green (no longer appointed)
FRN 192424 · Appointed 2 Jun 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.